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Corresponding author: Carolyn Cason, RN, PhD, University of Texas at Arlington, School of Nursing, 411 S Nedderman Dr, Pickard Hall, Arlington, TX 76019-0407 (e-mail: CLCason{at}uta.edu).
| Abstract |
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Objective To evaluate the extent to which nurses working in intensive care units implement best practices when managing adult patients receiving mechanical ventilation.
Methods Nurses attending education seminars in the United States completed a 29-item questionnaire about the type and frequency of care provided.
Results Twelve hundred nurses completed the questionnaire. Most (82%) reported compliance with hand-washing guidelines, 75% reported wearing gloves, half reported elevating the head of the bed, a third reported performing subglottic suctioning, and half reported having an oral care protocol in their hospital. Nurses in hospitals with an oral care protocol reported better compliance with hand washing and maintaining head-of-bed elevation, were more likely to regularly provide oral care, and were more familiar with rates of ventilator-associated pneumonia and the organisms involved than were nurses working in hospitals without such protocols.
Conclusions The guidelines for the prevention of ventilator-associated pneumonia from the Centers for Disease Control and Prevention are not consistently or uniformly implemented. Practices of nurses employed in hospitals with oral care protocols are more often congruent with the guidelines than are practices of nurses employed in hospitals without such protocols. Significant reductions in rates of ventilator-associated pneumonia may be achieved by broader implementation of oral care protocols.
An important precursor for the development of VAP is colonization of the oral cavity. The 2003 guidelines7 from the Centers for Disease Control and Prevention (CDC) reported that 63% of patients admitted to an ICU have oral colonization with a pathogen associated with VAP.7 Once in the ICU, 63% of patients admitted with an oral pathogen associated with VAP acquire an additional, second bacterial pathogen in the oral cavity. In 76% of VAP cases, the bacteria colonizing the mouth and lung are the same.7 The most prevalent bacteria are gram-negative Pseudomonas aeruginosa and enter-obacteria and gram-positive Staphylococcus aureus.7
The 2003 CDC guidelines for the prevention of VAP include recommendations for nursing care. These recommendations, summarized in Table 1
, provide the best current directives for practice. The research evidence for the first 5 recommendations is strong and justifies broad-based implementation of the recommendations in health-care. Recommendations 6 and 7 are based on strong theoretical rationale and clinical or epidemiological studies that provide supporting evidence.
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| Background |
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| CDC Guidelines |
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The 2003 CDC guidelines recommend staff education about epidemiology and infection control practices related to the prevention of VAP. One recommended strategy is for staff to participate in interventions to prevent VAP. Knowing the VAP organisms prevalent in the unit is one component of the recommended staff education.
Critically ill patients often have a depressed level of consciousness and an impaired gag reflex, leading to pooling of contaminated secretions in the posterior part of the oropharynx. Between 100 and 150 mL of secretions can accumulate within a 24-hour period. Microaspiration of these oropharyngeal secretions is a major risk factor for nosocomial pneumonia.7 Placement of an endotracheal tube provides a direct pathway for these organisms to enter the lungs. In 85% of cases, the microorganism that causes the nosocomial pneumonia previously has been detected in cultures of microorganisms from subglottic secretions.7 For these reasons, the CDC recommends that before an endotracheal tube cuff is deflated or an endotracheal tube is repositioned, the area above the cuff should be suctioned.
To reduce the risk of aspiration, the CDC recommends that patients receiving mechanical ventilation have the head of the bed elevated at an angle of 30° to 45° from horizontal unless contraindicated. Elevation of the head of the bed decreases the volume of gastric secretions, a change that reduces the risk for aspiration and VAP.8
| In 76% of cases of ventilator-associated pneumonia, the bacteria colonizing the mouth and the lung are the same.
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The 2003 CDC guidelines changed the 1997 CDC guidelines9 by recommending implementation of a comprehensive oral hygiene program to prevent oropharyngeal colonization. Pathogens responsible for VAP in orally intubated patients are colonized in dental plaque and oral mucosa. The guidelines specify that an antiseptic agent be used as part of the oral hygiene program, but a specific agent, oral chlorhexidine gluconate rinse, is recommended solely for adults undergoing cardiac surgery. The guidelines do not specify the components of a comprehensive oral hygiene program, the optimal frequency of oral care, or the best way to remove dental plaque.
Recent Studies
Healthcare workers rarely exceed a 50% compliance rate with hand-washing guidelines.10 As workload and necessity for hand washing increases, compliance decreases.11 Educational hand-washing programs have boosted hand-washing compliance from 56% to 89%,10 but the lasting effects of such programs are unknown. Using alcohol-based hand rubs also improves hand hygiene practices among healthcare workers, but compliance rates continue to be low at about 67%.12
Educational interventions also can reduce VAP rates. Babcock et al13 and Cutler and Davis14 have shown that educational intervention on epidemiology and infection control reduces VAP rates.
The 2003 CDC guidelines on elevation of the head of the bed do not appear to be routinely implemented among intubated patients. Grap et al,15 for example, took 506 measurements in 170 randomly chosen ICU patients and found a mean backrest elevation of 19°. About 70% of the subjects were supine, and intubated patients had lower back-rest elevations than did nonintubated patients.
Munro and Grap16 provide the logic for comprehensive oral hygiene programs: "Reducing the number of microorganisms in the mouth reduces the pool of organisms available for translocation to and colonization of the lung. Therefore, removal of organisms from the oral cavity by oral care interventions is a theoretically attractive method to reduce the risk for VAP." Oral care interventions that may play a role in the prevention of VAP include frequency of oral suctioning and decontamination and storage of the Yankauer suction device after use. Sole et al17 found that most suctioning equipment, including Yankauer suction devices and suction tubing, is colonized with a potential VAP pathogen within 24 hours of use. Although the primary origin of Pseudomonas in VAP appears to be endogenous, some cases of VAP have been linked to contaminated devices or environments such as sinks, faucets, and tap water.7 Currently, no standard exists for storing Yankauer suction devices after use or for which rinse solution to use for decontamination and cleansing of Yankauer devices.
The multisite study reported by Sole et al18 in 2003 is the most recent report of nurses oral care practices. They reported the following:
Most nurses (91%96%) report using an antiseptic solution as part of oral care.19,20 In the United States, 20% of nurses report using oral chlorhexidine gluconate rinse for oral care.19 In the United Kingdom, 50% report doing so.20 Recent surveys21,22 reveal that oral care tends to be provided between 4 and 5 times daily.
| Heathcare workers rarely exceed a 50% compliance rate with guidelines for hand washing.
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| Purpose |
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| Methods |
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Instrument
The Oral Care of Ventilated Patients Questionnaire is an investigator-designed instrument to gather information from critical care nurses on current care practices for adult patients receiving mechanical ventilation. It was adapted, with permission, from the Suctioning Techniques and Airway Management Practices instrument created by Sole et al.23 The survey includes questions about the CDC guidelines (frequency of hand washing, knowledge of VAP rates and organisms, wearing gloves, subglottic suctioning, elevation of the head of the bed, presence of oral care protocols, and use of oral chlorhexidine gluconate rinse), questions to provide information about current oral care practices, and demographic questions. Questions about current oral care practices were based on the research literature and addressed use and frequency of tooth brushing; use and frequency of swabbing; frequency of oral care and oral suctioning; storage, rinsing, and replacement of suction devices; and use of antiseptic oral rinse agents.
Content validation of the adapted survey was obtained by using a panel of 3 persons: an infection control nurse, an infection control physician, and a nationally recognized nurse with expertise in pulmonary and ventilator topics. Each person was familiar with the CDC guidelines, and each received a copy of Table 1
and a summary of the research published since the release of the CDC guidelines. Each commented on the adequacy of the match between the guidelines and the questions on the survey. No additional items were suggested, and no items were suggested for deletion or revision.
The survey was then distributed to 9 nurses (3 from each of 3 hospitals) employed in a variety of ICU settings to evaluate readability and time to complete. None of these 9 nurses had questions or concerns about the questions, and they were able to complete the survey within 5 minutes. Three of these nurses completed the survey again 1 week later, and their responses were highly similar to those from the first time they completed the survey.
Procedure
At NTI, data were collected in 2 ways: during a morning lecture sponsored by a vendor and at the vendors exhibit. One of us distributed and collected surveys from nurses visiting the exhibit. At BCMA Critical Care Educational Seminars, each of 4 speakers distributed surveys.
Each speaker received instructions for distribution and collection of the surveys. To reduce bias related to new knowledge of VAP acquired during the lecture or seminar, speakers distributed and collected all surveys before discussion of VAP-related topics. Each speaker placed the completed surveys into envelopes and returned these sealed envelopes to us.
A cover sheet on each survey instructed respondents to protect anonymity by placing no identifying information on the survey. Respondents also were informed that completion and return of the surveys implied their consent to participate. As a recruitment incentive to participate in the study, each cover sheet contained a name and address form. Respondents who completed and returned the form automatically became eligible to win a stethoscope. The name and address forms were collected and stored separately from the completed surveys.
Completed surveys were scanned into an electronic data file. We used SPSS for Windows, Version 12.0 (SPSS Inc, Chicago, Ill) to describe the characteristics of the respondents and their responses (counts, frequencies, and percentages for nominal data and measures of central tendency and dispersion for better than nominal data). To explore differences in care practices associated with demographic data, we used
2 and multinomial regression analyses.24 For the multi-nominal regression analyses, we used as predictor variables the presence or absence of a hospital protocol, participation in quality improvement projects related to infection control, sex, age, years of critical care experience, certification in critical care, highest educational degree, type of employing unit, size of hospital, and teaching or nonteaching hospital. Outcome (or dependent) variables were frequency of hand washing, wearing gloves, and subglottic suctioning and degree of elevation of the head of the bed.
| Results |
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Nurses completing the survey reflected the national trends regarding nurses ages and years of experience. The mean age of respondents was 43 (SD 9, range 2168) years. As shown in Table 2
, the mean years of experience was 14 (SD 9, range 145). The majority of respondents (52%) held baccalaureate degrees in nursing. About a third (37%) held CCRN certification. Although respondents worked in various specialty units, the largest percentage (42%) worked in general medical/surgical ICUs. About half (54%) worked at teaching hospitals. With the exception of Wyoming and Rhode Island, respondents resided in all states within the United States. Although more respondents resided in the Western region, respondents did not differ in terms of age or years of experience across all regions.
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Only 56% of nurses responded that their hospital had a written oral care protocol. Respondents working in teaching hospitals were significantly more likely to have oral care protocols than were respondents working in nonteaching facilities (
2 = 15.7, df = 6, P = .02).
Of the 116 respondents who identified themselves as working in a cardiovascular ICU, 31% reported using chlorhexidine gluconate rinse for oral care. Across all types of ICUs, 26% of respondents reported using chlorhexidine gluconate.
Prevailing Oral Care Practices
Tables 4
and 5
summarize the prevailing self-reported practices regarding oral care and contrasts them with the practices reported by Sole et al18 in their 2003 multisite study. Compared with the percentages reported by Sole et al, more nurses in this study reported brushing patients teeth, and they reported doing so more frequently than reported by Sole and colleagues (Table 4
). A larger percentage of respondents in this study than in the study by Sole and colleagues also reported swabbing the oral cavity of patients receiving mechanical ventilation. However, a larger percentage (27%) of respondents in this study reported suctioning only as needed, whereas only 18% of the respondents in the study by Sole and colleagues reported suctioning only as needed.
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Association Between Care Practices and Demographic Characteristics of Respondents
The multinominal regression analyses yielded good fits (significance values close to 1.0) for frequency of hand washing (
2 = 354, df = 452, P = 1.0) and degree of elevation of the head of the bed (
2 = 498, df = 565, P = .98). The analysis of the use of gloves to give oral care (
2 = 325, df = 339, P = .70) and the analysis of use of subglottic suctioning (
2 = 372, df = 333, P = .06) yielded poor fits, suggesting no clear relationships between these 2 practices and respondents demographic characteristics.
The analysis on hand washing yielded significant (P = .05) likelihood ratio tests for presence of a written oral care protocol, participation in improvement projects related to infection control, sex of respondent, and type of critical care unit. Respondents working in hospitals with an oral care protocol in place reported that they more often washed their hands (always and frequently) than did respondents who worked in hospitals without an oral care protocol. Respondents who had not recently participated in improvement projects related to infection control more often reported that they washed their hands (always and frequently) than did respondents who had participated in such improvement projects. Female respondents more often reported that they washed their hands (always and frequently) than did male respondents. Respondents who worked in surgical (trauma and neurology) units more often reported that they washed their hands (always and frequently) than did respondents working in medical units.
| Only 56% of those surveyed reported that their hospital has a written protocol for oral care.
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The analysis on degree of elevation of the head of the bed yielded significant (P = .05) likelihood ratio tests for presence of a written oral care protocol, age of respondent, number of years of critical care practice, and holding certification in critical care. Respondents working in hospitals with an oral care protocol in place reported that they kept the head of the bed elevated at 30° to 45° from horizontal 75% or more of the time, whereas respondents working in hospitals without an oral care protocol did not. Older respondents and those with more years of critical care experience reported that they kept the head of the bed elevated at 30° to 45° from horizontal 75% or more of the time, whereas younger respondents and those with fewer years of critical care experience did not do so. Respondents without certification reported that they kept the head of the bed elevated at 30° to 45° from horizontal 75% or more of the time, whereas respondents with certification did not do so.
| Conclusions, Discussion, and Recommendations |
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| Most nurses surveyed did not know the rate of ventilator-associated pneumonia in their unit.
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The gap between what we know and the way we practice continues to be larger than desired. Clearly, nurses compliance with recommendations about hand washing and wearing gloves must be improved. Although subglottic suctioning is often an intervention used by both nurses and respiratory therapists, only 69% of nurses reported providing this intervention that reduces the risk of VAP. Even fewer nurses reported maintaining elevation of the head of the bed if not contraindicated.
Even though the CDC does not specify the components to be included in an oral hygiene program, the results of this study suggest that having a protocol in place improves care provided by nurses. Yet in this study only 56% of respondents reported working in hospitals that have oral care protocols.
Limitations
This descriptive study had at least 4 primary limitations. First, we did not complete a formal assessment of the reliability of the survey. Consequently, we have no way of knowing how much or in what direction responses would differ if respondents completed the survey a second time. Because most respondents were attending lectures or seminars related to VAP, most likely the results paint a more positive picture than what actually exists.
Second, our survey was distributed at educational seminars only, and this method of distribution may have introduced a selection bias. Because education appears to play a role in influencing clinical practice, we might assume that because our survey respondents were actively involved in educational advancement, they may be more knowledgeable about practice guidelines and thus more likely than others to adhere to the CDC VAP prevention guidelines. As a result, it is difficult to determine if our findings can be generalized to a larger population such as those nurses who do not attend educational seminars.
Third, we have only self-reported results. We attempted to minimize the potential for response bias by providing anonymity and instructing participants to record what they actually do in practice versus what is recommended, but, as mentioned, the results of this study most likely overestimate compliance with recommended practices. The finding that recent participation in improvement projects related to infection control was associated with lower self-reported compliance with hand washing may be attributable to heightened awareness due to participation in such projects.
Last, we did not institute a fail-safe method to prevent participants from completing the survey more than once. We operated under the assumption that because of personal time constraints, most participants would not submit another survey if they had previously completed one.
Recommendations
Whether nursing actions reduce VAP rates remains an empirical question that requires further research. However, the results of this study suggest that best practices for the prevention of VAP are not consistently or uniformly implemented. A gap persists between what we know and the ways in which we provide care. To address this gap, we offer the following recommendations.
| Implementation of best practices for preventing ventilator-associated pneumonia is inadequate and inconsistent.
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Hospitals should implement protocols for preventing VAP that include each of the practices recommended by the CDC. Units implementing prevention protocols should evaluate the effects of nursing actions on VAP rates and disseminate the results.
We recommend that all hospitals institute educational training programs for their staff to heighten awareness of VAP prevention and to improve adherence to the evidence-based guidelines provided by the CDC. In addition, we recommend that hospitals encourage staff involvement in educational advancement and performance improvement projects. Because of the importance of hand washing in the prevention of VAP, we recommend consideration of such improvement projects as the following:
Similar projects could be undertaken for use of gloves while giving oral care, use of subglottic suctioning, and elevation of the head of the bed.
The CDC guidelines recommend development and implementation of a comprehensive oral hygiene program to provide oropharyngeal cleansing and decontamination with or without an antiseptic agent. The results of this and other studies suggest that having an oral care protocol improves the likelihood that oral care is provided. Accordingly, we recommend that all ICUs develop and implement an oral hygiene protocol based on the best available research evidence. We recommend that units conduct systematic evaluations of the benefits associated with use of the protocols and disseminate the findings.
| ACKNOWLEDGMENTS |
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FINANCIAL DISCLOSURES
Financial support for our project included a generous Littman stethoscope donation from 3M (St Paul, Minn) and exhibit space from Sage Products (Cary, Ill) at the 2005 Critical Care Expo.
To purchase reprints, contact The InnoVision Group, 101 Columbia, Aliso Viejo, CA 92656. Phone, (800) 809-2273 or (949) 362-2050 (ext 532); fax, (949) 362-2049; e-mail, reprints{at}aacn.org.
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When critically appraising this issues journal club article, "Nurses Implementation of Guidelines for Ventilator-Associated Pneumonia From the Centers for Disease Control and Prevention," consider the questions and discussion points listed below.
Study Synopsis: This study used a survey to assess critical care nurses use of evidence-based practices related to the care of mechanically ventilated patients based on the Centers for Disease Control and Prevention (CDC) guidelines for prevention of ventilator-associated pneumonia (VAP). Surveys were completed by 1200 nurses who attended several continuing education programs including AACNs National Teaching Institute. The results revealed that most respondents reported compliance with hand hygiene (82%) and wearing gloves when indicated (75%). However, only 52% reported elevating the head of the patients bed, 36% reported the use of suctioning prior to endotracheal cuff deflation, and only 56% reported a written policy for oral care, demonstrating inconsistent use of the CDC guidelines. Yet compared with prior research, more participants reported use of oral care, cleansing of the Yankauer suction device after use, and practices for storing suction devices. These findings indicate some improvement in practice changes.
Information From the Authors: Carolyn Cason, RN, PhD, lead author of the article, provided additional information about the study. She reported that the study team included several staff nurses and students enrolled in graduate programs who were interested in studying VAP rates. She notes: "I suggested that we do a local survey but my coauthors wished to make a more significant contribution to critical care. So we discussed ways in which [we might] capture a larger and more national audience." Dr Cason reports that collecting data at the National Teaching Institute proved beneficial for promoting response rates to the survey.
Tracy Tyner, RN, MSN, CEN, CCRN, a coauthor of the article, adds: "We had implemented a VAP protocol in our MICU [medical intensive care unit] and there had been lots of discussion regarding its implications at our hospital. We had a dramatic drop in our VAP rates, so when the idea of looking at nursing practice in relation to VAP CDC guidelines was discussed, we thought it would be very appropriate and clinically useful information for all ICU nurses."
The authors report that some study results were a bit surprising. Sue Saunders, RN, MSN, CCRN, relates that "the most surprising finding of the study was how many people were unaware of their VAP rates and organisms in their individual units." For Tyner, however, many of the study results were not unexpected. "I was curious to find out how many nurses who thought they were providing adequate VAP prevention care were actually providing care according to guidelines," she says. "Bottom line: what is perceived as adequate care does not always meet recommended guidelines. I was glad to see that the percent of tooth brushing [had gone] up since the survey by Sole and colleagues [39% to 66% at least every 12 hours]. I was a little surprised to see that 86% of nurses say they keep the head of bed elevated 30° to 45° for at least 75% of the day. This may be true, which means the word has gotten out regarding its efficacy, but I think we need to consider the possibility that the head of bed height may be [inaccurate] based on prior studies and estimating backrest elevation.... I cant say I was surprised that only 56% of nurses reported that their hospital has an oral care protocol. I think this was the most important finding in our study, because it is something that can easily be remedied and has components that have been proven to reduce VAP."
Implications for Practice: Dr Cason suggests that there are several major implications of the study results for nurses. "Nurses can and should implement care that decreases VAP rates: wash their hands, suction before deflation or movement of the [endotracheal] tube, elevate the head of the bed, and provide oral care on a systematic, routine basis," she notes. Saunders adds: "One of the implications is how important nursing education is, [but also] that continuing nursing education at the hospital level can contribute more than just general nursing orientation and BCLS [basic cardiac life support] courses. Currently, most institutions are downsizing their education departments, and I think this study can show in small part how important education is." Tyner concludes: "Based on our survey results, respondents who had an oral care protocol in place reported nursing practice that was more consistent with recommended CDC guidelines for VAP prevention. The take-home point is that every hospital should implement a VAP prevention protocol that includes an oral care component."
Journal Club feature commentary is provided by Ruth Kleinpell.
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