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Corresponding author: Louise Rose, Lawrence S. Bloomberg Faculty of Nursing, University of Toronto, 155 College St, Room 276, Toronto, ON M5T 1P8, Canada (email: louise.rose{at}utoronto).
| Abstract |
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Objective To characterize the role of Australian critical care nurses in the management of mechanical ventilation.
Methods A 3-month, prospective cohort study was performed. All clinical decisions related to mechanical ventilation in a 24-bed, combined medical-surgical adult intensive care unit at the Royal Melbourne Hospital, a university-affiliated teaching hospital in Melbourne, Victoria, Australia, were determined.
Results Of 474 patients admitted during the 81-day study period, 319 (67%) received mechanical ventilation. Death occurred in 12.5% (40/319) of patients. Median durations of mechanical ventilation and intensive care stay were 0.9 and 1.9 days, respectively. A total of 3986 ventilation and weaning decisions (defined as any adjustment to ventilator settings, including mode change; rate or pressure support adjustment; and titration of tidal volume, positive end-expiratory pressure, or fraction of inspired oxygen) were made. Of these, 2538 decisions (64%) were made by nurses alone, 693 (17%) by medical staff, and 755 (19%) by nurses and staff in collaboration. Decisions made exclusively by nurses were less common for patients with predominantly respiratory disease or multiple organ dysfunction than for other patients.
Conclusions In this unit, critical care nurses have high levels of responsibility for, and autonomy in, the management of mechanical ventilation and weaning. Revalidation of protocols for ventilation practices in other clinical contexts may be needed.
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In certain contexts, such protocols implemented by either nurses or respiratory therapists can reduce the duration of ventilation and weaning.2–4 Protocols are advocated as a method of standardizing clinical practice and providing nurses with increased autonomy and accountability.5,6 Conversely, protocols may be perceived as restrictive, resulting in a lack of individualized care. Furthermore, according to Lyon,7 rather than increasing nursing autonomy, protocols are a form of delegation (written rather than verbal) by medical colleagues. Arguably, protocols might not be required in an organizational context with experienced bedside clinicians and interdisciplinary collaboration, a situation common in Australian intensive care units (ICUs). The role of critical care nurses in mechanical ventilation and weaning practices in this environmental context, in the absence of formalized protocols for ventilatory support and weaning, requires further exploration.
The purpose of our investigation was to describe the role of critical care nurses in making decisions about mechanical ventilation and weaning in an ICU with a high proportion of critical care qualified nursing staff (75%) and a nurse to patient ratio of 1 to 1 for patients receiving ventilatory support. In particular, our aim was to determine which clinicians made the decisions; the type, frequency, and indications for the decisions made; and who implemented the decisions by changing ventilator settings. Other important aspects included methods and duration of mechanical ventilation and weaning.
| Methods |
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Ethical Considerations
Approval for this observational, noninterventional cohort study was obtained from the institutional review boards of both the hospital and the University of Melbourne, which together waived the need for informed consent from patients. Informed consent to participate in data collection was obtained from all nursing staff involved in the identification and description of decision making related to ventilatory support.
| Although protocols enhance nurses autonomy and accountability, the presence of experienced bedside clinicians may render protocols less necessary.
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Data Collection
Definitions for demographic and ventilator information to be collected were based on previous international studies of ventilation practice.8 The data collection tool was developed in consultation with senior nursing staff experienced in management of mechanical ventilation and weaning who were not directly involved in the study. These staff members were asked to specify all clinically relevant indications for changes in ventilator support and all potential changes that could be made to ventilator settings. The final tool was further refined in a pilot study in the same ICU.
Before the study began, educational sessions on the aims and documentation requirements of the study were held for all staff involved in data collection. During each patients ICU admission, bedside nurses serially documented each decision episode. A decision episode was defined as any event that resulted in an adjustment to a patients ventilator settings, including a change in mode or rate; adjustment of tidal volume, pressure support, positive end-expiratory pressure, or fraction of inspired oxygen (FIO2); alteration in inspiratory pressure or time settings; and extubation.
In addition, nurses documented the primary indication for the change of settings, which settings were changed, who initiated the change, and who physically changed the ventilator settings. Indications included results of arterial blood gas analysis; observed work of breathing; values for oxygen saturation (determined by pulse oximetry), minute ventilation, and inspiratory pressures; and weaning (defined as a decision that resulted in the reduction of ventilatory support for the purposes of weaning).
For analytical purposes, decisions were categorized as made exclusively by nurses, made exclusively by medical staff, or collaborative. Decisions made exclusively by nurses or exclusively by medical staff were defined as decisions that did not involve interdisciplinary communication before the decision was implemented. A collaborative decision was defined as one for which both medical and nursing staff had input and shared responsibility in the decision-making process, as opposed to verbal delegation from medical to nursing staff.
| Nurses initiated 64% of ventilator setting changes; decisions to extubate were mostly collaborative.
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During the prospective audit, twice-daily rounds were made by the primary investigator (L. R.), timed to coincide with 12-hour shift changes. The purposes of the rounds were to ensure that information on all patients receiving mechanical ventilation was included in the data set, to answer queries about data collection, and to maximize compliance with the data collection tool.
Patients receiving mechanical ventilation were monitored for reintubation and the use of noninvasive ventilatory support for up to 48 hours after extubation. Likewise, follow-up of patients with a tracheostomy stopped 48 hours after the discontinuation of any form of positive-pressure ventilation.
| Data Analysis |
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Categorical data, including sex, type of admission, clinical diagnostic category, indications for mechanical ventilation and decision episodes, changes in ventilator settings, weaning method, and weaning outcome, were expressed as proportions. Relative risk ratios were calculated to determine the probability of decisions made exclusively by nurses compared with decisions made exclusively by medical staff or as the result of collaborative discussion (a binary alternative), according to the indication for ventilation, the duration of ventilation, and the patients severity of illness (SOFAmax score). P values less than .05 were considered significant. All analyses were performed by using Minitab, Version 14 (Minitab Inc, State College, Pennsylvania), or Stata, Version 9.0 (StataCorp LP, College Station, Texas).
| Results |
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Of the 306 patients who underwent weaning during the study, the majority (75%) were weaned by using a rapid transition from volume- or pressure-controlled mandatory modes to pressure-support ventilation with no other reduction in support (Figure 2
).
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Durations of ICU stay, ventilation, and weaning differed substantially according to the indication for mechanical ventilation in patients who did not have cardiac surgery (Tables 2
and 3
). Patients who had ventilatory support because of COPD, pneumonia, sepsis, heart failure, neuromuscular disorders, or acute respiratory distress syndrome tended to be treated with mechanical ventilation for durations greater than the overall median duration.
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Mechanical Ventilation and Weaning Decisions
An overall total of 3986 decisions on mechanical ventilation and weaning were identified, a median of 6 decisions per patient per day of mechanical ventilation. A decision episode, as previously described, was defined as a decision that resulted in adjustment of ventilator settings. Among the 3986 decision episodes, 2790 (70%) occurred during the weaning phase of ventilation.
Among the recorded decisions, 2538 (64%) were made exclusively by nurses, 693 (17%) were made exclusively by medical staff, and 755 (19%) were made by collaboration. In the collaborative decisions, the patients bedside nurse discussed the situation with a medical colleague and nursing input was considered and used in the decision-making process. Overall, the most frequent indications for a change in ventilator settings were the process of weaning itself and the results of arterial blood gas analysis. In decisions made exclusively by nurses, results of arterial blood gas analysis and weaning were the primary indicators for changes in ventilator settings (Table 4
).
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Decisions made by nurses, both before and during weaning, often were associated with patients whose indication for ventilation was postoperative respiratory failure, aspiration, or other causes and with patients whose duration of ventilation was 7 days or less (Table 6
). In patients with predominantly respiratory disease (pneumonia, acute respiratory distress syndrome, COPD) or multiple organ dysfunction (higher SOFAmax score), decisions made exclusively by nurses were less common. However, for all indications except COPD, decisions make exclusively by nurses were more common than decisions made exclusively by medical staff or in collaboration. Decision making for patients with COPD was more collaborative, and for patients with higher SOFAmax scores, more decisions were made exclusively by medical staff (Table 6
).
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| Discussion |
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Traditionally, decision making associated with mechanical ventilation has been the responsibility of medical staff, with nurses involved in the process but not directly responsible for the initiation of ventilator changes.12–16 Experienced nurse clinicians are well positioned to continuously monitor a patients pathophysiological parameters and rapidly intervene with alterations in ventilatory support if required.
| Seventy-five percent of these nurses held critical care qualification; the unit had a nurse to patient ratio of 1 to 1 for patients receiving mechanical ventilation.
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For ICU teams to function to the best of their ability, the skills and input of each team member must be recognized. Enabling nurses to practice with a degree of autonomy in managing mechanical ventilation and weaning, as occurred in the unit in our study, acknowledges the important contribution nurses can make.
Most of the published data2,17–19 on the clinical management of mechanical ventilation and weaning by nonphysicians describes the implementation of weaning protocols in non-Australian ICUs. Protocols have been advocated as an effective and efficient method for providing ventilatory support and timely weaning, resulting in reductions in the duration of mechanical ventilation.20 According to Hess,21 these shorter durations may be due to the early recognition of a patients ability to breathe and therefore a faster reduction in ventilatory support.
However, the advantage of weaning protocols in organizational settings that favor adequate numbers of skilled and experienced staff in expediting discontinuation of mechanical ventilation has been questioned.22 In studies conducted in Australia, the use of both weaning23 and sedation24 protocols resulted in a prolonged duration of mechanical ventilation rather than in the dramatic reductions found in similar studies done in North America. These findings suggest that imposing a protocol that introduces multiple steps with fixed time points may not be beneficial in existing Australian practice. The nurses in our study had marked autonomy in making decisions about mechanical ventilation and practiced in an environment in which 75% of nursing staff held a tertiary-level critical care qualification and the nurse to patient ratio was 1 to 1 for patients receiving mechanical ventilation.
In many Australian ICUs, nurses administer both invasive and pharmacological treatments in the context of an overall ICU management plan without the direct input of medical staff.25 Moreover, the proportion of nurses with a postgraduate critical care qualification in Australia is higher than in other countries.26 Recommendations from both the Australian Health Workforce Advisory Committee and The Australian College of Critical Care Nurses recommend that a minimum of 50% of nursing staff employed within an individual ICU have a postgraduate qualification.25 These characteristics, including comprehensive nursing education support, independent nursing responsibilities, and excellent nurse-physician communication, have been associated with high-performance ICUs with excellent outcomes for patients.27
Another important feature in the workforce profile of Australian ICUs is the absence of respiratory therapists. In North America, respiratory therapists, rather than critical care nurses, play a major role in managing and making decisions about mechanical ventilation and weaning.28 Nurse to patient ratios for patients receiving ventilatory support also differ internationally. In Australia, the nurse to patient ratio for patients receiving mechanical ventilation is 1 to 1, as recommended by the minimum standards of the Australasian Joint Faculty of Intensive Care Medicine.29 In contrast, the reported nurse to patient ratio in North America is 1 to 2, and the respiratory therapist to patient ratio may be 1 to 8.30 The results of several studies31–33 suggest that greater numbers of nursing staff improve patients outcomes within the ICU environment. Conversely, increased length of stay and rates of reintubation, pneumonia, and sepsis are associated with reduced nurse to patient ratios.31,34 Therefore, recommendations from studies done in North America may have limited application to the Australian setting because of substantial differences in workforce profile and organizational structures.
In our study, the durations of ICU stay, mechanical ventilation, and weaning compare favorably with those from international reports of ventilatory support and weaning practices and from studies of implementation of weaning protocols.2,4,8,10,11,20 In a study8,35 by the Mechanical Ventilation International Study Group of 412 ICUs in North America, South America, Spain, and Portugal, the median duration of mechanical ventilation was 7 days. In randomized controlled trials3,22,30,36 of weaning protocols, median duration of ventilation ranged from 2.8 to 4.5 days. In our study the median duration of mechanical ventilation was 1.9 days for patients who did not have cardiac surgery.
Our study sample had substantially more patients receiving mechanical ventilation because of postoperative respiratory failure and coma and fewer patients because of COPD and acute respiratory distress syndrome than reported by the Mechanical Ventilation International Study Group.8 In our study, only a few patients received mechanical ventilation because of COPD and acute respiratory distress syndrome, a situation that may have contributed to short overall durations of mechanical ventilation and ICU stay in the study cohort. However, previously reported studies8,11 do not appear to have accounted for the effect of censoring due to death on the calculation of median durations of mechanical ventilation, making direct comparison of our findings with the published literature somewhat problematic.
Decisions made exclusively by nurses were less common for patients receiving ventilatory support for long periods. Arguably, the short duration of ventilation in some patients may be in response to management practices that encourage rapid decision making and high levels of autonomous practice by clinical nursing staff. Thorens et al1 suggest that critical care nurses help improve weaning outcomes and reduce the duration of mechanical ventilation because the nurses recognize and correct acid-base disorders, electrolyte disturbances, hypoxia, tachypnea, pain, and discomfort soon after these conditions occur. In our study, nurses use of values of oxygen saturation and arterial blood gas analysis as a guide for changing ventilator settings supports this idea (Table 3
).
| Australian nurses have significant autonomy in decision making about mechanical ventilation.
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Of note in our study was the increase in collaborative decision making for patients who had predominantly respiratory disease. Henneman et al18 and Cohen et al37 state that the most effective clinical decision making for mechanical ventilation and weaning are derived from effective communication and planning by a multidisciplinary team. The complexity of mechanical ventilation and weaning suggests that collaborative decision making by members of the critical care team is advantageous.38 Collaborative decision making results in decisions based on more complete information, because input is obtained from both nurses and physicians.39 Also, a collaborative team approach has been linked to improved outcomes for patients in a number of studies.27,39,40
| Limitations |
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| Unlike intensive care units in the United States, those in Australia do not include the respiratory therapist role.
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Another limitation of the study design was an inability to identify decisions about mechanical ventilation and weaning that did not result in a change in ventilator settings. Arguably, ventilation and weaning often require decisions that determine the current ventilatory status of a patient but do not require a change in ventilator settings. Any such decisions could not be identified in this investigation.
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| ACKNOWLEDGMENTS |
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To purchase electronic or print reprints, contact The InnoVision Group, 101 Columbia, Aliso Viejo, CA 92656. Phone, (800) 809-2273 or (949) 362-2050 (ext 532); fax, (949) 362-2049; e-mail, reprints{at}aacn.org.
No external financial support was provided for the study; however, research consumables and conference expenses were provided by the academic fund of the ICU of the Royal Melbourne Hospital.
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To learn more about mechanical ventilation and weaning protocols, visit http://ccn.aacnjournals.org and read the article by Burns, "Mechanical Ventilation of Patients With Acute Respiratory Distress Syndrome and Patients Requiring Weaning: The Evidence Guiding Practice" (Critical Care Nurse, August 2005).
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