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Corresponding author: Takeshi Unoki, RN, PhD, Senior Assistant Professor, Department of Adult Nursing, School of Nursing, St Lukes College of Nursing, Tokyo, Japan (e-mail: tunoki{at}slcn.ac.jp).
| Abstract |
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Objectives To describe the effect of level of sedation on heart rate variability as a marker of the function of the autonomic nervous system in patients receiving mechanical ventilation.
Methods This pilot study was part of a larger study in which sedation level was measured continuously for up to 24 hours. The sample consisted of 14 patients receiving mechanical ventilation. The R-R interval was measured continuously via electrocardiography. Sedation level was determined by using the Patient State Index and was categorized as deep (<60) or light (=60). Continuous heart rate data of 5 to 10 minutes for each sedation level for each patient were analyzed.
Results Parasympathetic activity as indicated by root mean square of successive difference of the R-R interval, the high-frequency component, and the percentage of differences of successive N-N intervals (intervals due to normal sinus depolarization) that differed more than 50 milliseconds was significantly lower for deep sedation than for light sedation. The markers indicating sympathetic activity, including the low-frequency component and the ratio of the low-frequency component to the high-frequency component, did not differ significantly between the 2 levels of sedation. Most patients were receiving benzodiazepines.
Conclusions Deep sedation may be associated with depression of parasympathetic function in patients receiving mechanical ventilation. Use of benzodiazepines most likely contributed to this finding.
Notice to CE enrollees: A closed-book, multiple-choice examination following this article tests your understanding of the following objectives:
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Analysis of heart rate variability (HRV) is used to assess autonomic nervous function in both research and clinical settings. Heart rate and rhythm are affected by modulation of sympathetic and parasympathetic tones. The R-R interval varies even in healthy persons, and it has a cyclic pattern determined by both sympathetic and parasympathetic activity. Each cyclic pattern of sympathetic and parasympathetic activity has individual characteristics.
In HRV analysis, use of the P wave on electrocardiograms (ECGs) would be ideal for assessing autonomic function, because the P wave directly reflects sinus node depolarization. However, because the P wave is too small to be precisely and continuously detected without artifact, the R wave is conventionally used in HRV analysis. All of the R-R intervals used should be generated from normal sinus node depolarization; those associated with dysrhythmias such as premature supraventricular contractions and premature ventricular contractions should be excluded from the analysis. The interval due to normal sinus depolarization is therefore called the N-N interval.
Several methods of HRV analysis are available. Two of these, time domain and frequency domain analysis, are well known and widely used.3 Time domain analysis is the simplest analysis. HRV includes fast fluctuation mediated by parasympathetic nervous activity and slow fluctuation mediated by both parasympathetic and sympathetic nervous activities. Differences in successive N-N intervals indicate fast fluctuation, and differences in all N-N intervals from the mean N-N interval indicate slow fluctuation. In time domain analysis, the square root of mean differences in successive N-N intervals squared is called RMSSD (root mean square of successive difference of R-R interval) and reflects activity of the sympathetic nervous system.3 Similarly, the percentage of intervals in which the difference from successive intervals is longer than 50 milliseconds is called pNN50, indicating fast N-N interval change, and similar to RMSSD, reflects activity of the parasympathetic nervous system3 (Table 1
).
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| The R-R interval varies even in healthy persons, and it has a cyclic pattern determined by both sympathetic and parasympathetic activity.
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Frequency domain analysis is performed by using (1) power spectral analysis, a nonparametric method that includes fast Fourier transformation, or (2) parametric methods.4 In frequency domain analysis, components of different frequencies as well as the total area of all spectral components are obtained. Spectral components contain ultra low-frequency, very low-frequency, low-frequency (LF), and high-frequency (HF) components. HF and LF components are often expressed in normalized units (nu), which represent the relative value of each power component in proportion to the total power minus the very low-frequency component.3 Using normalized units in HF and LF can minimize the effects of the changes in total power on the values of the LF and HF components.3 Thus, expression in normalized units is recommended, especially when changes in HF and LF components are compared in the same patient.3 HF is thought to reflect parasympathetic nervous activity, whereas LF contains components of both sympathetic and parasympathetic nervous activity.5 LF is a marker of sympathetic modulation, especially when LF is expressed in normalized units.3 The LF:HF ratio reflects sympathetic-parasympathetic nervous balance or sympathetic modulations3 (Table 1
). Short-time recordings of 5 minutes are generally used for calculation of RMSSD and pNN50 and for frequency domain analysis.3
| Heart rate variability analysis is used to assess function of the autonomic nervous system.
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Changes in HRV may be associated with cardiac complications in patients with cardiac disease. Some investigators have suggested that reduced HF is a predictive marker for ventricular tachycardia6–8 in specific patients, such as patients with coronary disease7 or hypertrophic cardiomyopathy,6 although the data are not consistent. Huikuri et al9 suggested that reduced LF, indicating sympathetic nerve activity, is associated with sustained ventricular tachycardia or cardiac arrest and that HF is not. However, these inconsistent findings may be due to variations in the method of HRV analysis, underlying disease, and types of arrhythmia. Although no evidence of which component (HF or LF) has the strongest association with fatal arrhythmia is conclusive, alterations in autonomic nervous balance are clearly associated with fatal arrhythmia in specific patients.
HRV has been investigated in a variety of pathophysiological conditions in ICU patients,3 and the value of HRV analysis as a diagnostic tool has been recognized. In critical care and postsurgical settings, patients outcomes, including mortality in patients with MODS10 and postoperative length of stay,11 are associated with changes in HRV. Also, pathophysiological conditions such as MODS,10,12 sepsis,13 and brain death14 are associated with HRV. Compared with values in healthy persons, LF was reduced in patients with MODS,10 and the LF:HF ratio was lower (<1.0) in patients with sepsis.13 These findings suggest that HRV analysis may have diagnostic value in critical care. However, HRV is affected not only by pathophysiological conditions but also by ICU treatments and events such as sedation,15 mechanical ventilation, and stressful stimulation,16,17 which may affect HRV variables and interfere with the results of HRV analysis. Therefore, a more comprehensive understanding of HRV and factors that affect it is essential.
Sedation is a common intervention to provide optimal comfort for critically ill patients receiving mechanical ventilation.18–20 However, sedation may disturb normal autonomic function.21 Although some researchers have investigated the effect of sedative agents on HRV, only a few have attempted to clarify the relationship between the depth of sedation and HRV. Haberthür et al22 found a correlation between the level of sedation (score on the Ramsay Sedation Scale) and HRV in midazolam-sedated patients receiving mechanical ventilation. Unfortunately, the details of the complete HRV analysis were not described. Kanaya et al23 investigated the relationship between HRV and the depth of sedation induced by propofol. They used processed electroencephalography (bispectral index) to assess depth of sedation objectively. However, their sample consisted of patients undergoing oral surgery who were breathing spontaneously, not ICU patients who were receiving mechanical ventilation. Generalization of the results of Kanaya et al23 to critically ill patients receiving ventilatory support may not be possible because mechanical ventilation may also affect HRV.10 In summary, little is known about the effect of the depth of sedation on HRV in critically ill patients receiving mechanical ventilation.
If the depth of sedation is associated with changes in autonomic function, management of the depth of sedation may be important in preventing complications related to changes in the autonomic nervous system. The purpose of this pilot study was to describe the effect of sedation depth on autonomic function in ICU patients receiving mechanical ventilation.
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Sample
Patients were eligible for the study if they were more than 18 years old, had been endotracheally intubated and receiving mechanical ventilation for more than 2 hours and were estimated to require intubation for at least 8 additional hours, had no scalp or skull abnormalities (from forehead application of electrodes for the monitor used to determine depth of sedation), and were not receiving neuromuscular blocking agents. Patients were monitored continuously for up to 24 hours for the larger study; selected sections of these data were used in the analysis in the pilot study (see data extraction). Patients who had insufficient data for analysis in this study or who had an irregular heart rate3 were excluded, because HRV analysis should be completed only during normal sinus rhythm, as described earlier. A total of 32 patients were enrolled in the original study. Of these, 18 were excluded from the pilot study; 16 had insufficient data, 1 had an unacceptable irregular heart rate, and 1 had an electronically damaged data file. Thus, data on 14 patients were analyzed in the pilot study.
Measurements
Heart Rate Variability.
A Criticare Systems Scholar II monitor system (Criticare Systems, Inc, Waukesha, Wisconsin) was used to measure heart rate continuously. The monitor provides digital readouts of various physiological measures and includes a waveform display. For recording these data, the monitor was linked through a serial connection to a notebook computer, where the numerical values of each parameter were logged, time-stamped, and recorded at regular 1-second intervals. The monitor provided an amplified analog output voltage corresponding to the ECG waveform signal. The ECG signal was sampled and stored at a rate of 1000 samples per second by a 12-bit resolution notebook computer–based data acquisition card (model DAQ 6024E, National Instruments, Austin, Texas). The sampled ECG data were used to determine the peak-to-peak (R-R) interval and HRV. HRV data were retrieved from digitization of the sampled analog ECG signal from the Scholar II analog output. The R-R interval between successive R waves was used to determine the instantaneous R-R interval for computation of HRV. After data cleaning, time and frequency domain analyses were performed by using commercial software (Log-a-Rhythm, version 3.2.1, Nian-Crae, Inc, Somerset, New Jersey). Frequency domain analysis was performed by using the fast Fourier transform method in this software. All artifacts and ectopic beats were removed by using the software. Spectral analysis of HRV shows 2 major components: LF (0.04 to <0.15 Hz) and HF (0.15–0.40 Hz). Values for these 2 components were expressed as normalized units.
| Autonomic function can be blunted by multiple organ dysfunction syndrome and sepsis.
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Objective Assessment of Sedation. Depth of sedation was assessed by using the Patient State Analyzer (PSA-4000, Physiometrix, North Billerica, Massachusetts) with forehead electrodes. Depth of consciousness and frontal and posterior lead electroencephalography are used to calculate the Patient State Index (PSI) from 4 electroencephalographic waveforms. The PSI formula is constructed by using stepwise discriminate analysis based on multivariate combinations of electroencephalographic variables sensitive to changes in the level of consciousness. PSI values range from 0 (deeply anesthetized) to 100 (awake). The PSI is well correlated with Bispectral Index25 and with scores on the Ramsay Sedation Scale26 and the Richmond Sedation-Agitation Scale.27 The PSA-4000 continually documents and adjusts the PSI by accounting for forehead electromyelographic activity in the algorithm, thus providing a measure of sedation.28
| Heart rate variability did not differ between deep and light sedation.
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Data Extraction. PSI data were summarized as 15-second means and then categorized into sedation levels. A PSI value less than 60 was defined as deep sedation; a PSI greater than or equal to 60 was defined as light sedation. The 24-hour data for each patient were examined to identify at least 5 minutes of R-R interval data during both light and deep sedation; the first set of data found was selected for analysis. Up to 10 minutes of data was used. If a sample of more than 5 minutes of continuous R-R data during both light and deep sedation could not be found in a patients data, the patients data were excluded from the study. As described earlier, 16 patients were excluded from the study because of insufficient data. Of these 16 patients, 9 did not have the minimum number of heart rate measurements required, 6 did not have a period of deep sedation longer than 5 minutes, and 1 did not have a period of light sedation longer than 5 minutes. In addition, in order to evaluate the effect of circadian rhythm on HRV,29 the initial time of analysis in each serial data set was divided into 4 groups (midnight to before 6 AM, 6 AM to before noon, noon to before 6 PM, and 6 PM to before midnight) and compared.
Statistical Analysis
The Kolmogorov-Smirnov test was used to verify normal distribution. In nonnormal distributed data, data were expressed as median and 25th and 75th percentiles. Normally distributed data were expressed as means and standard deviations. For comparisons of continuous variables between 2 sedation levels, paired t tests were used for normally distributed variables and the Wilcoxon test for non-normally distributed variables. The data for categorical variables were analyzed by using the Fisher exact test. The level for significance was set at .05. All data were analyzed by using commercial statistical software (JMP 6.0.2, SAS Institute, Cary, North Carolina, and SPSS for Windows 10.0.7J, SPSS Inc, Chicago, Illinois).
| Results |
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HRV: Frequency Domain Analysis
The results of frequency domain analysis are shown in Figure 2
. Total power area was significantly (P = .02) lower for deep sedation than for light sedation: medians were 123.4 ms (25th, 75th percentiles, 29.0, 245.8) and 369.1 ms (25th, 75th percentiles, 42.3, 990.1), respectively. LF, a measure of sympathetic nervous activity, did not differ significantly between deep and light sedation: medians were 23.5 (25th, 75th percentiles, 16.7, 48.7) and 18.7 (25th, 75th percentiles, 9.1, 39.8), respectively. HF, a measure of parasympathetic nervous activity, was significantly (P = .02) lower for deep sedation than for light sedation: median values were 33.4 nu (25th, 75th percentiles, 18.4, 45.9) and 42.5 nu (25th, 75th percentiles, 15.6, 82.8), respectively. The LF:HF ratio, a measure of sympathovagal balance, did not differ significantly between deep and light sedation: medians were 0.86 (25th, 75th percentiles, 0.47,1.24) and 0.48 (25th, 75th percentiles, 0.17, 1.65), respectively.
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| Discussion |
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Effect of Sedative/Analgesic Agents
In our study, several measures of HRV (HF, RMSSD, and pNN50) were reduced in deep sedation. These indexes are markers for the level of parasympathetic nervous activity.30 Several researchers31–33 have suggested that midazolam, a benzodiazepine, depresses parasympathetic nervous activity. Galletly et al33 found that the percentage of the HF component, which indicates parasympathetic nervous activity, was decreased by midazolam in healthy volunteers. Similarly, in spontaneously breathing patients undergoing dental implantation, Win et al32 found that midazolam decreased the percentage of the HF component but did not change the LF:HF ratio and stated that midazolam depressed parasympathetic nervous activity without sympathetic nervous activation. Furthermore, in patients who underwent a gastroscopy, Agelink et al31 found that midazolam decreased HF and increased the LF:HF ratio and concluded that midazolam could reduce parasympathetic nervous activity. Another benzodiazepine, lorazepam, also depressed parasympathetic nervous activity.31 These findings are consistent with our findings that HF decreased during deep sedation, suggesting depressed parasympathetic nervous activity.
| Deep sedation was associated with depressed parasympathetic nervous activity.
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In contrast to the benzodiazepines, propofol induces cardiovascular depression by depressing sympathetic nervous activity.34,35 Ebert34 found that propofol reduced sympathetic activity, as reflected by the serum level of norepinephrine, and that the results of microneurography correlated with the level of sedation. Although midazolam, propofol, and lorazepam were all used for sedation in our study, the most commonly used agent was midazolam. Therefore, HRV may have been affected by midazolam and lorazepam, but we cannot make any firm conclusions about sedative drugs because we did not conduct a controlled study.
Fentanyl was used in all patients in our study. Fentanyl has vagomimetic properties,36 increasing vagal tone, but few data on the effect of fentanyl on HRV are available. Because all of our patients received fentanyl, the drug should have activated the parasympathetic nervous system. However, our results indicate that parasympathetic nervous activity decreased during deep sedation. We speculate that the effect of fentanyl may have been too small to overcome the parasympathetic function depressed by benzodiazepines.
Effects of Respiratory States
Respiratory status also affects HRV,37–39 because deep sedation depresses the ventilatory response to Pa CO2. 40,41 In our study, respiratory rate possibly was decreased and PaCO2 was increased during deep sedation because deep sedation generally depresses the ventilatory response to PaCO2 40,41; however, we did not obtain data from blood gas analysis. Pöyhönen et al39 showed that an increase in PaCO2 did not change HRV (LF:HF ratio, normalized HF, and LF); thus, a change in PaCO2 probably did not affect our results. However, in anesthetized patients with constant PaCO2, decreases in respiratory rate can further decrease HF, which is a marker of parasympathetic nervous activity.39 Therefore, the decrease in respiratory rate during deep sedation in our patients might be associated with the decrease in HF, but we did not obtain actual respiratory rate data.
Effect of Critical Illness and Circadian Rhythm
Autonomic dysfunction is influenced by non-cardiogenic pathological conditions such as sepsis and MODS.1,10,21 Korach et al13 reported that a reduced LF:HF ratio, indicating low sympathetic tone, was a characteristic of patients with sepsis. In patients with MODS, Schmidt et al10 found that LF and the LF:HF ratio were lower than normal values and suggested that autonomic function was blunted by MODS. Other than in patients with sepsis and MODS, a progressive decrease in LF correlated with severity of illness as determined by scores on the Acute Physiology and Chronic Health Evaluation II in ICU patients.42 These investigations suggest that patients status may influence HRV variables, but the notion is not applicable in our study because of the design; our patients were compared with themselves.
HRV is influenced by circadian rhythm. During the night, sympathetic nervous activity decreases and parasympathetic nervous activity increases.43 However, circadian rhythm most likely did not affect our findings, because most data were collected during a similar time of day.
| Clinical Implications |
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In our study, parasympathetic nervous system activity decreased during deep sedation. As described in the "Background" section, depressed parasympathetic nervous system activity during deep sedation may be associated with cardiac complications in patients with cardiac disease, although none of our patients had such complications. Investigation of the processes by which depressed parasympathetic nervous system activity during deep sedation results in cardiac complications is therefore warranted. In addition, investigation of the occurrence of fatal arrhythmias during deep and light sedation is needed.
Depression of the parasympathetic nervous system may affect blood pressure by reducing the ability to adapt rapidly to stressful conditions. This depressed parasympathetic nervous system could be a cause of unstable hemodynamic status during deep sedation.
With a greater understanding of HRV and its effects, continuous HRV monitoring might be useful as an index for the depth of sedation and comfort for ICU patients. Although data establishing HRV as a marker of the depth of sedation22 or agitation44 in ICU patients are limited, investigation of the effects of specific sedative agents on HRV is continuing. Because changes in HRV are influenced by sedative agents, pathophysiological conditions, other drugs, and posture,45 further study of these influences on HRV is needed. In the future, HRV may also be used to detect response to acute stress, such as surgical procedures, and would be especially helpful in patients receiving muscle relaxants. Stressful procedures such as endotracheal intubation16 and surgical incisions17 increased LF, indicating sympathetic tone activation. Eventually, HRV analysis may be helpful in pain assessment in non-communicative patients.46 Further study is needed to clarify practical applications of HRV analysis, including the assessment of the results of patients stressful experiences.
| Depression of the parasympathetic nervous system may reduce the ability to adapt rapidly to stressful conditions.
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Use of HRV analysis in routine clinical practice requires the development of simple methods and devices to measure HRV. First, however, the many factors that potentially affect HRV must be clarified.
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In addition, we could not conduct subgroup analysis for different sedatives because of the small sample size. Taking into account these limitations, we emphasize that our findings are not conclusive, and we cannot provide clinical recommendations. Confirmation of our findings is needed.
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FINANCIAL DISCLOSURES
This study was supported by Physiometrix Inc, North Billerica, Massachusetts, and grant F31-NR009623 from the National Institute of Nursing Research to Karen Mellott.
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